College and Research Libraries B y R A L P H E . E L L S W O R T H Activities of the Colorado Conference of Librarians of Institutions of Higher Learning Mr. Ellsworth is director of libraries, University of Colorado, Boulder. JUST AS IT IS TRUE that a family w i t h a l o w income is often more aggressive about seeking methods of getting more for its money than is a family w i t h a large income, so is it true that colleges and universities w i t h limited budgets have to be especially alert to ideas that w i l l enable them to use their incomes most wisely. A l t h o u g h the state of Colorado is not large in population (it has 1 , 1 1 8 , 8 2 0 people and ranks t h i r t y - t h i r d ) , its per capita w e a l t h is relatively high. 1 If the expenditures of all Colorado's state-sup- ported institutions of higher learning w e r e added together, they w o u l d amount to $ 3 ยป 9 2 i , 7 i 8 annually. T h e i r combined library holdings w o u l d be 764,008 vol- umes. B u t they are not combined. T h e University of C o l o r a d o at Boulder has a f u l l university curriculum except for den- tistry and social w o r k . T h e C o l o r a d o State C o l l e g e of A g r i c u l t u r e and M e - chanic A r t s and the Colorado School of M i n e s at G o l d e n are well-rounded schools w i t h i n their specialties. T h e three teach- ers colleges all offer liberal arts w o r k as w e l l as professional curriculums for teach- 1 Wilson, Louis R. The Geography of Reading. U n i v e r s i t y of Chicago Press, 1938, p. 357. ers. T h e various private colleges and uni- versities ( D e n v e r University, C o l o r a d o College, Regis College, C o l o r a d o W o m a n ' s College, and L o r e t t a H e i g h t s ) also d r a w the m a j o r share of their income f r o m within the state. W h e n all of these are considered together, it is readily seen that the citizenry of Colorado spends liberally for the higher education of its youth. I t is equally obvious that the citizenry of Colorado cannot be expected to increase appreciably the contributions they are now making to the state-supported institutions. T h e r e f o r e , if the colleges are to increase the quantity and quality of their services, it f o l l o w s that the best w a y of doing this is to seek ways of eliminating duplications of effort. T h e s e statements explain w h y the li- brarians of the colleges in C o l o r a d o have made a conscientious effort to find out if programs of cooperation might enable the libraries to devote a larger share of their income to the purchase of book titles and less to duplicated book collections and to technical processes. Fortunately, the librarians in Colorado, stimulated by the influence of M a l c o l m G . W y e r , have long understood the potentialities of coopera- tive action. T h e founding of the biblio- graphic center in 1932 is early evidence of their attitudes. T h e strength and popu- JUNE, 1943 20 7 larity of the cooperative movement among the citizenry of the state, especially in the rural areas, suggests that proposals made by the colleges w i l l receive an enthusiastic reception from the citizens. P r o g r a m s of the C o l o r a d o L i b r a r y A s - sociation have for many years included papers and discussions on various aspects of coordinated library activities, and in- formal lobby conversations have often turned in this direction. In 1940 the col- lege librarians decided to start holding a series of informal meetings to explore more systematically the possibilities of centralized action. In February 1941 the group d r e w up a list of fourteen propo- sitions (and w e w e r e not u n m i n d f u l of the fate of President W i l s o n ' s fourteen points). O n e of the original points has on further consideration been dropped, leaving the f o l l o w i n g : 1. Can the institutions agree upon a book- buying program that will result in no two institutions spending large sums of money on duplicate research collections? 2. Is it possible for the institutions to cut down on the number of current periodical subscriptions that represent duplication? 3. Can the cost of cataloging and other technical processes be cut through a state or regional cooperative cataloging program? 4. H o w can the present practice of inter- library loan be extended to meet instruc- tional needs as well as the needs of indi- vidual researchers? In other words, can collections of books for courses be loaned between two colleges that offer the same courses? 5. H o w can the various libraries make the fullest use of microphotography and the microphotographic laboratory services avail- able at the University of Colorado? 6. Is it possible in our extension divisions to offer a higher type of service by farming out reference questions to the libraries that specialize in the fields concerned? 7. A r e the institutions willing to allocate their library gifts and exchanges to the other institutions in terms of existing specialized collections? 8. W i l l the libraries consider lending to one another special types of library ma- terials, such as pictures, slides, microfilms, etc? 9. W i l l the libraries be willing to work cooperatively on the problem of making relations between the library and the facul- ties more satisfactory? 10. Cannot the standards of library serv- ive be raised if the librarians all take an attitude of mutual concern toward prob- lems of standards, practices, and ethics? ( F o r example, had this attitude been adopted, it is possible that the other li- brarians could have convinced the Univer- sity of Colorado many years ago that its practice of hiring untrained librarians would some day prove to be expensive and unwise.) 11. Is there any possibility of coordinat- ing the extension services of the various institutions, especially in terms of mutual use of audio-visual materials and personnel? 12. W h a t is to be the future of the rela- tions between each institution and the bibliographic center when the time comes for financial contributions? 13. H o w can the librarians in institutions involved in teacher-training programs solve the problem of offering instruction for teacher-librarians ? T h e s e thirteen propositions represent w h a t our group proposed to study. T h e various activities of the bibliographic cen- ter, such as the cooperative book-buying program, are not included in this report. A c t u a l l y , the w o r k of the last t w o years has centered around the first three propo- sitions, because these are the most im- portant ones. Problem of Curriculum Duplication Propositions 1 and 2. W e soon agreed that if w e were to make any progress in avoiding the building of duplicate book and periodical collections, w e w o u l d have to find some means of eliminating the 234 COLLEGE AND RESEARCH LIBRARIES duplication of curriculums of the various state colleges, because it seemed obvious to us that book collections w o u l d have to be maintained for each subject wherever it was taught. O u r problem, therefore, w a s to try to show the administrations and faculties of the various state colleges that if they w e r e interested in having better library collections, they w o u l d first have to eliminate duplication in the curriculums. T h e r e is no problem in convincing anyone that duplicate libraries are inevitable w h e n specific subjects are taught similarly in t w o or more places. B u t it is not so obvi- ous that duplicate libraries are also in- evitable when a subject is approached from t w o points of v i e w . F o r example, geology and engineering are approached differently in the University of C o l o r a d o and the school of mines. Y e t both insti- tutions have to have essentially the same libraries in engineering and geology. T h e same is true of zoology and botany for the university and the state college of agriculture and mechanic arts. Since the latter is concerned w i t h the agricultural aspect of engineering, it too has to have an engineering library that is similar in many w a y s to those of the university and the school of mines. T h u s , in many fields, it has been necessary to build duplicate libraries in the various colleges. Library Duplication O u r group realized that in discussing the matter w e were treading on danger- ous ground and that w e w o u l d be accused of sticking our noses in other people's busi- ness. W e knew, however, that the solu- tion to our library problem could be ap- proached in no other w a y . W e , therefore, undertook t w o projects which w e thought w o u l d be useful in convincing faculties and administrations that library duplication was a result of duplication of curriculums. First, w e began the compilation of a list of periodicals currently received in all the libraries. ( W e decided also to in- clude the privately supported college li- braries in our group as w e l l as the D e n v e r Public L i b r a r y . ) T h i s list w a s com- pleted in January 1943 and has been distributed. T h e librarian in each insti- tution is responsible for seeing that the proper officials and groups in each college study the list. It is too early to say w h a t the results w i l l be. Second, although most of us are aware of the nature of the curriculums of the various colleges, it is not easy to find out from the college catalogs just w h a t sub- jects are taught at the colleges and at w h a t levels the subjects are taught. W e therefore agreed to compile a list of the course offerings, at six instructional levels, of the various institutions. W e hoped to be able to include in this list a statement of the adequacy of the book collection in each institution for each subject at each instructional level. W e have not been able to do this. Comparison of Courses T h e compilation of the document has proved to be difficult and time-consuming because a specific subject may be taught in different departments and from dif- ferent points of v i e w in several institu- tions. F o r example, nutrition is taught in the home economics department and as a subject for research in the chemistry department of the University of C o l o r a d o ; in the agricultural colleges, it is in the home economics department; and in the Colorado State College of Education, it is taught as a part of the home arts courses. JUNE, 1943 20 7 A preliminary edition of the list was finished in November 1941. A t this time our group sponsored a meeting in Boulder of the college presidents, graduate school deans, arts college deans, and librarians to discuss the preliminary list of course offerings, with its library implications. W e planned to use this meeting as a means of acquainting the deans and presi- dents with the problems our group was struggling with and, if possible, to enlist their aid. W e hoped also to spend some time studying the possibilities of the micro- photographic process in developing our research collections. T h e list of course offerings was com- piled in such a way that for each subject, or division thereof, one could see what each institution was doing and at what level. Six levels were used: 1. Scattered undergraduate courses with no m a j o r or minor. 2. Basic undergraduate courses with majors or minors. 3. Scattered graduate courses with no graduate m a j o r or minor. 4. Basic graduate courses with majors or minors, or as possible thesis fields. 5. P h . D . theses written in the field. 6. Special research w o r k carried on but no curriculum involved. T h e list was microfilmed and was to be shown to the meeting with the aid of a projector. Unfortunately, the projector broke down during the showing, thus pre- venting a full discussion of the problem of duplication of curriculums. A fine opportunity was badly muffed. T h e writer, who was responsible, didn't sleep well for several nights after that! Nevertheless, enough information was presented to make possible a discussion of the basic issue, and we were able to es- tablish our point, which was that it would be necessary to continue duplicating li- braries as long as the curriculums of the colleges overlapped. It was also generally agreed that it would be desirable to hold combined meetings of deans and librarians to continue discussion of the problem. Microph oto grap hy Part of the meeting was spent discuss- ing microphotography. Three well- known scholars in the fields of science, social science, and the humanities com- mented on the advantages and disadvan- tages of the process as a means of building library resources in their respective fields. T h e processes of microfilming and micro- printing were defined and illustrated along with the equipment used. T h e University of Colorado's program for microfilming theses was described, and it was suggested that it might be a good thing to have the theses from all the colleges microfilmed and a joint list of thesis abstracts pub- lished. Thus, in spite of the failure of the pro- jector, the meeting was reasonably suc- cessful. T h e final edition of the list of course offerings has since been completed and turned over to the college presidents. T h e war has, of course, changed the pic- ture completely and has caused radical curricular revisions. This situation has one possible advantage in that when the war is over and the colleges begin to "retool" for the postwar activities, it is possible that they can use the list of course offerings in developing new cur- riculums. This assumes that the colleges can agree on the principle of eliminating duplication of curriculums beyond the level of general education. N o one in our group is naive enough to believe that accomplishment of this will be easy or even possible. 236 COLLEGE AND RESEARCH LIBRARIES Centralized Technical Processes Proposition 3. In M a r c h 1941 the conference concentrated its attention on the problem of centralized cataloging and other technical processes. In order to focus the discussion the chairman pro- posed that all technical processes be handled for all the state-supported insti- tutions at the University of C o l o r a d o L i - brary. T h i s served to open the discussion w i t h a vengeance. T h e resulting discus- sion brought us quickly to a realization that the problem w a s not a simple one and that many aspects w o u l d have to be studied. Everyone expressed willingness to agree if the program could be made practical and if it w o u l d serve to cut costs for all institutions. T h e problem of where the w o r k w a s to be done w a s considered to be of minor importance. T h e inevitable committee w a s appointed, and after many months of hard w o r k the committee submitted its first report in A u g u s t 1942. T h i s has been circulated in mimeographed form under the title " F i r s t Report of the Special Committee for C e n t r a l i z e d T e c h n i c a l Processes and Book B u y i n g . " Copies can be secured from James G . Hodgson, Colorado State C o l l e g e of A g r i c u l t u r e and M e c h a n i c A r t s , F o r t Collins. T h i s w a s followed in O c t o b e r by a second report, " P l a n n i n g Studies in C e n t r a l i z a t i o n . " T h e issuance of these reports has caused vigorous and honest differences of opinion in the conference as to f u t u r e procedure. T h e first group, under the leadership of M r . Hodgson, believes that the present situation should be used as the occasion for the launching of a thorough, long-time series of investigations of the whole process of cataloging and of other technical proc- esses, based somewhat on the outline pre- sented in the first report of the committee. M r . Hodgson has organized a steering committee of librarians which w i l l outline, | supervise, and coordinate a long series of researches on various aspects of the tech- nical processes. T h e specific researches are to be done in the library schools, by bureaus of governmental research, and by such other individuals and groups as can be interested in the idea. T h e steering committee w i l l suggest, coordinate, and interpret. Need for Preliminary Study T h e second group in the conference agrees that as long as the present structure of cataloging is considered fundamentally sound, needing only polishing and correct- ing here and there, the researches outlined by M r . Hodgson's group are logical and necessary. T h i s group thinks, however, that if the present structure should prove to be fundamentally unsound, it w o u l d be a waste of time to study all aspects of cataloging and centralized technical pro- cesses until the first part, " B a s i c Studies on the N a t u r e of the T e c h n i c a l Processes," has been thoroughly investigated. U n t i l w e have better understanding of the bibli- ographic needs of college and university clientele, w e are not yet ready to say that the present system of classification and cataloging is right or w r o n g . N e i t h e r can w e be in a position to think out a new and logical approach to the problem until the preliminary w o r k is done. If a melo- dramatic figure of speech may be used, the second group doesn't see much point in scouring the decks of a ship that is in imminent danger of being sent to the bottom by a torpedo. Both groups agree that the first step is to study the bibliographic habits and needs of college and university clientele and, once these are defined and under- JUNE, 1943 20 7 stood, to proceed to scrutinize the present cataloging and bibliographic practices in light of the findings. Both agree that the thesis upon w h i c h R a y n a r d S w a n k at the G r a d u a t e L i b r a r y School, U n i v e r - sity of Chicago, expects to w o r k w i l l be the first study of fundamental importance. T h e second group disagrees on whether or not it is w o r t h w h i l e studying other aspects of centralized technical processes before the fundamental w o r k is done. T h e local aspects of this disagreement are, of course, of no interest to librarians generally. I t does seem, however, that the basic issue is of national importance. If a sufficient number of librarians interested in cataloging could concentrate their time and energy on basic studies in the nature of technical processes, it w o u l d not be long before w e w o u l d be ready to take the next step: to decide on the basic struc- ture to be used in meeting the biblio- graphic needs of college and university clientele. I f , however, the time and en- ergy of researchers is scattered on all as- pects of the problem, it w i l l be difficult to prevent getting the cart before the horse. Summary T h e f o l l o w i n g generalizations may be made in s u m m a r y : 1. T h i s group is discovering w h a t other serious students of librarianship have learned, namely, that in spite of the large amount of literature about library central- ization, specialization, or cooperation, there has been very little real research done on the basic elements of the problem, and that college librarians have frittered a w a y their time and energy on minor as- pects of the m a j o r problem w i t h o u t at- tacking the problem itself. 2. T h e group has learned that the large problems of university library specializa- tion, centralization, or cooperation are primarily curricular problems and only secondarily exclusive library problems, and that librarians alone are not, and never can be, in a position to solve the problems by themselves. 3. T h e group believes that more careful and systematic steps should be taken na- tionally and in various sections of the country to encourage meetings of univer- sity presidents, deans, members of the faculties, and librarians for the purpose of discussing the nature and implications of the problem of library specialization, centralization, and cooperation. 4. Some in our group think there is considerable danger in the present ten- dency of librarians to start programs of local, state, or regional cooperation or centralization (of technical processes) be- fore all elements of the problem are thought through and all implications care- f u l l y considered. 5. Some in our group hope that the L i b r a r y of Congress w i l l not a l l o w the reorganization of its technical processes to become fixed until it is certain that the present structure of cataloging is a sound one. A l t h o u g h a m a j o r i t y of college and university librarians may think it wise to accept and perfect the present cataloging structure, a substantial minority think it wise to do a little more research and creative thinking before a final de- cision is reached. T h e L i b r a r y of C o n - gress may be legally a Congressional li- brary, but at the same time it has become a national instrument. It w o u l d be tragic indeed if it should interpret its respon- sibilities and opportunities too n a r r o w l y . 6. Since our group has been concerned up to this time primarily w i t h the scope and direction programs of cooperation (Continued on page 244) 238 COLLEGE AND RESEARCH LIBRARIES or must be done in a great research li- brary, have been sources of unending in- spiration to all of us. And her assistance to me, as a new librarian coming into this great, complex institution, in helping me obtain the necessary background quickly and accurately for all the work to be done, is a debt that cannot readily be repaid. Diffusion of Knowledge As Dr. William S. Learned has pointed out: T h e distinction between discovery and spread . . . of ideas is clear, but it is o f t e n largely a matter of one's social philosophy or temperament as to which is considered to be of the greater importance. T h e s e t w o great processes of civilization are . . . complementary, for accurate knowledge thoroughly diffused is, in the long run, the best possible preparation for fresh dis- covery.8 T h e careers of Miss Atwood, Miss Col- cord, and Miss Lacy substantiate Dr. Learned's thesis that discovery and dis- semination of knowledge must proceed to- gether. T h e usefulness of their work to both the advancement and diffusion of knowledge is attested by scientists, admin- istrators, and librarians alike. T h e bibli- ographical structures they have provided are the reference tools of today and the foundations upon which those whom they have trained may build the bibliographical tools of the future. 8 L e a r n e d , W i l l i a m S. The American Public Li- brary and the Diffusion of Knowledge. H a r c o u r t , B r a c e , 1924, p. 3-4. Activities of the Colorado Conference of Librarians of Institutions of Higher Learning (Continued from page 238) might take, it is inevitable that we have been unable to turn our attention to smaller and less pretentious activities that would yield results of a more practical and useful nature. As yet we haven't done anything that has saved a single dollar. But we agree that unless time can be found for both kinds of activities, for the time being at least we shall continue stirring up trouble and disturbing the status quo. T h a t kind of thing seems to suit our col- lective predispositions very well. 244 COLLEGE AND RESEARCH LIBRARIES