of international disputes The new era of international courts by Simeon E Baldwin., M.A. LLD of NEW Haven , Connecticut. Professor of Constitutional and Private International Law in Yale University, Director of the Bureau of Comparative Law of the American Bar Association} formerly Chief Justice of Connecticut, and President or the American Historical Association and the International Law Association. AUGUST, 1910, No. 1 Published Quarterly by American Society for Judicial Settlement of International Disputes. Baltimore, U.S.A. The New Era of International Courts With the twentieth century mankind has entered on a new era. During a long course of years nations have become familiarized to the settlement of differences between them by means of arbitration. But international arbitration is a rough measure of justice. Too much is left to the discretion of the arbitrators. Too much is ordinarily left to their prejudices. In the usual tribunal constituted for this purpose, each of the nations which are parties to the controversy names one of the arbitrators, and his fellow citizens generally expect him to vote in its favor when the decision is to be made. 3 On the other hand, the umpire, or if there be but one arbitrator, the person who fills that position, is strongly tempted to assume the position of a mediator rather than that of a judge. An incident in American diplomatic history strongly illustrates this tendency. The Revolutionary War left the Northeastern boundary of the United States ill defined. Our treaty of peace with Great Britain described it as running east by a line drawn from the source of the river St. Croix, directly north to the "highlands, which divide the rivers that fall into the Atlantic ocean from those that fall into the St. Lawrence."* But where were these highlands? Great Britain claimed that they could be found in an eminence called Mars Hill, although it did not serve as a water shed. The United States claimed that the term "highlands" meant the actual water shed on the meridian line, which was nothing that could be called a hill. In 1828 the King of the Netherlands was ap* cTVIcMasters Hist, of the People of the United States, V, 4€5. 4 pointed as the sole arbitrator, under a convention with Great Britain, providing that the points of difference should be referred "to some friendly sovereign or State, who shall be invited to investigate and make a decision upon such points of difference."* The decision of the King was made in 1831. It did not attempt to locate the "highlands" mentioned in the treaty of 1783, but drew an arbitrary line, which divided the disputed territory between the United States and Great Britain, thus giving to the latter a large area which was claimed by the State of Maine. Great Britain accepted the award. President Jackson communicated it to the Senate in a special message, in which he observed that he transmitted it for their consideration that they might determine whether they would "advise submission to the opinion delivered by the sovereign arbiter and consent to its execution," and sent with it some other papers that they might "the better be able to judge of the obligation as well as the expediency of submitting *c7Wessag-es and Papers of the Presidents, II, 547. 5 to or rejecting the decision of the arbiter/' adding that he "had always determined, whatever might have been the result of the examination by the sovereign arbiter, to have submitted the same to the Senate for their advice before he executed or rejected it."* The result was that the United States refused to accept it, on the ground that it did not decide the points submitted, but simply imposed a compromise. The matter then remained a constant cause of dispute until 1842, when the two governments agreed on a conventional line. The land in controversy comprised some 12,000 square miles. The conventional line of 1842 confirmed our title to some 7,000 miles and that of Great Britain to the balance. The award of the arbitrator had given us about 8,000 square miles, f This is not the place to inquire whether the United States were justified in refusing to accept the award. The incident has been mentioned as a good illustration of the difference *Id. II, 559. tcTVIcMasters, VI, 431. 6 between an award of arbitrators and a judicial decision. A judicial tribunal proceeds by certain definite rules. There is, in the normal condition of things, a plaintiff and a defendant. The plaintiff has the duty of proving his case. If he does not prove it, the judgment must go for the defendant. If the question be one of title to land, the plaintiff must recover, if at all, on the strength of his own title, not the weakness of the defendant's. So if either party is able to show that the point in dispute has been settled by some authority to which it was previously referred, he prevails on the principle of res adjudicata. The thing having been already adjudged, the former judgment is conclusive. An arbitrator may adopt these rules: a judge must. The first case brought before the Permanent Court of Arbitration at the Hague (that of the United States against Mexico) was disposed of under this doctrine of res adjudicata. But the arbitrators were not bound to refuse on that ground to hear testimony as to the merits of 7 the claim. They did so as a matter of discretion. Had they been sitting as judges of a court of justice, they would have been bound to do so as a matter of right; and therefore, inasmuch as every lawyer would know that such must be their rule of conduct, Mexico, had she been in a position such that, in case of declining to pay the claim against her, she could have been summoned before a court of justice, would have paid it voluntarily. For the settlement of controversies between private individuals, resort is seldom had to arbitration. It is a mode of procedure that has been always well known, but a trial before a court is generally preferred, even when both parties are desirous of obtaining a speedy and final determination of their dispute. They prefer it, because it provides judges chosen without reference to their attitude towards the controversy in question, and who are bound to follow fixed rules, adopted long before the controversy arose, for no other reason than that they were believed to be the rules of justice. 8 No nation, in the present state of international law, can bring another nation before a court against its will. But it will be a great step forward, if a court can be provided, before which one nation, having a controversy with another which diplomacy has failed to adjust, can request the other nation to appear for the final adjudication of their rights. Public opinion—now so great a world-force—may then prove sufficient to procure compliance with such request. The American Society for the Judicial Settlement of International Disputes would never have been formed, had its founders not felt that a new period of modern government has begun. It is difficult to grasp fully the immense advances in the moral forces of the world which have been achieved in recent years. They have made possible much that previously would have been regarded as impossible. They have consecrated the universal power of public opinion. They have everywhere and overwhelmingly increased the influence in 9 public affairs of the common people. They have assimilated all governments. They have associated all governments. The public opinion of the world has been a thing of slow growth. It has now suddenly developed into an overwhelming power. The bud may be long in the leaf, but the day will come when it bursts into a new life and blushes into flower. The nations have, of late, been brought together, as never before, in personal contact, through international conferences and congresses.* Their peoples have been brought together, as never before, by the new facilities for international intercourse, that have almost annihilated time and space. The enthusiasm of a public assembly not only stirs the heart. It creates something. So whatever brings great events to the knowledge of many men at one moment of time awakens a common feeling, and each acting upon each, they are apt to come to a common judgment. Until the middle of the nineteenth century, this was only possible for those who IO were brought together in the same place, or within some narrow circle of territory through which news might radiate with equal speed. It was not till the telegraph had spanned the sea that all countries and all mankind, or all who count for the direction of governments, could be reached by the same message at the same time. Then first the world could look at things from the same viewpoint and act under the impulse of common sympathy. Then first there came with power a public opinion of the world to influence the politics of the world; and to influence was, before long, to control. This new political force has tended to break down the importance of every particular government. To a certain extent it weakens its position as an independent sovereign. It regards it as a part of a larger whole. In such ways it has stamped itself on the form of modern confederations or empires. It is a unifying power and therefore a centralizing power. It created Italy. It made the German empire possible. It made Canada ask for a ii strong Dominion government, with a court to which lies an appeal in all matters from all provincial courts. It made Australia, in framing her new commonwealth on the general lines of the Constitution of the United States, go farther, and allow her States to be sued before the Federal court by private individuals. It was but carrying these ideas a little farther to push them into the domain of international relations. There they took shape first in the constitution of the Hague Tribunal of Arbitration. Next they produced, in the Hague Conference of 1907, the conventions for an International Prize Court and the International Court of Arbitral Justice. The International Prize Court is primarily a court of appeal, to do better justice in a small class of law suits, affecting rights of private property. The project of an International Court of Arbitral Justice is yet incomplete and its name seems to contemplate proceedings more or less in the nature of a voluntary arbitration. The first object of the friends of international peace must be to secure the per12 fecting of this project. The next should be to labor to make it in practice a true court of justice in the closest sense. To hope to effect this would, a few years ago, have been justly regarded as visionary. But what has been already attained places it fully within the bounds of possibility. Success in any field means an advance towards the occupation of another field. Progress in civilization means an abandonment of what had previously been regarded as the limits of well ordered society. These are new times. They call for new institutions. For the history of the world, the Middle Ages ended only with the nineteenth century. And even as applied to Europe, or to Christendom, does not mediaevalism need to be redefined? This term, Middle Ages, was introduced to signify the ages that lie between ancient and modern civilization. But when did modern civilization begin? It began, according to our forefathers, when printing and gunpowder, absolute monarchy and church reform, came in. But is this true? Cannot 13 we, from a later and higher point of view, measure the progress of events and of ideas, with greater accuracy? Modern civilization began, not so much when printing was invented, as when its full power became felt in the general education of the common people; not so much when feudalism gave way to absolute monarchy as when absolute monarchy was replaced by constitutional government; not so much when church reform began in Europe as when universal principles of right in all religions began to be recognized the world over; not so much when gunpowder began to displace the spear and shield as when the higher forces of justice and public opinion began to displace gunpowder, and make laws for nations. Constitutional government is simply a sign of public sentiment. That is its vital breath. It is the sentiment of a particular people. But let many peoples show that sentiment, each for itself, and sooner or later there naturally follows a general sentiment of all peoples that, as all governments rest on the consent of 14 the people and exist to promote the good of the people, so the relations between different peoples should be so ordered as to promote the general good of each of them, and of each of them alike. Kant, in the eighteenth century, declared that there could be no universal peace until every nation had adopted republican institutions. That was the first condition. It must come to remove one great cause for war—the promotion of individual or dynastic interests. So long as one absolute monarchy existed, and existed in a nation content to endure it, no neighboring nation could feel secure without ready means of self-protection. We of the twentieth century hardly yet realize that the condition which Kant demanded has now been fulfilled. Every civilized power has to a greater or less extent adopted republican institutions; and from uncivilized powers those which are civilized have nothing to fear. Russia, Turkey, China, Persia, even little Montenegro, have one after another identified themselves with the spirit of 15 a new age. Constitutional government has become the accepted form. The world has begun to feel and act as a unit. History is no longer to be provincial. Europe and European settlements are not the only social forces to be considered when the historian forecasts the future or measures the past. Men feel themselves, as never before, citizens of the world. All this has come about in the natural course of things. We are entitled, at last, to say that the Middle Ages have closed, or at least are closing, both because of the changes that have been accomplished and of the way in which they have been accomplished. Mankind has learned in the twentieth century, for the first time, to measure things by a new philosophy. The general acceptance in our time of the doctrine of evolution is enough alone to mark the beginning of a new era. Goethe, a hundred years ago, was its prophet, but it was left to Darwin to put it before the world in a form so simple and convincing that it could not long be resisted by thoughtful minds. It assures to us our achievement, by processes which it 16 helps us to trace and to verify, of a new civilization radically different from ancient civilization, and essentially different from that whose history closed with the nineteenth century. That was indeed a century of rapid advance. It struck human slavery out of existence in every country where civilization exists. It created the modern newspaper, which keeps every man in daily touch with current events in every quarter of the globe. It created those agreements of nations to promote international intercourse, of which the Universal Postal Union was an early instance, and the Union for the Protection of Industrial Property a later one. It created those unofficial gatherings of citizens of different nations to discuss matters of universal interest, which in recent years have given so many opportunities for a wide comparison of views on questions of a scientific, economic or philanthropic character. It closed with the first Congress of the Hague to promote the peace of the world, from 17 which proceeded the organization of the Hague Tribunal of International Arbitration. The nineteenth century did a great work, and still we can now see that it was but a forerunner. Its record is that of a progress in the evolution of modern government. Popular education has borne its first fruit in constitutional government. It is beginning now to bear more fruit in the better regulation of international relations. We see for ourselves what Kant foresaw for us, that when personal and family ambitions can no longer determine the policies of nations, the motive from which most of the wars of mankind have been fought disappears. The Holy Alliance presented to Christendom the last instance of a threatened war of religion. When Brazil incorporated into her constitution of government a perpetual prohibition of the acquisition of territory by conquest in a war fought in alliance with another power, she put in words what was becoming the conviction of all nations as to the moral limitations of the right of the stronger. 18 Modern government is designed to assure to all the people, in equal measure, security of person and property. It does this by laying down and enforcing certain rules, which we call law. The same sentiment which requires the personal and property rights of individuals to be thus respected leads next to the requirement that the personal and property rights of every nation shall, in like manner, be respected by every other nation. It was therefore a natural step in the evolution of civilization for the leading nations of the world to assemble, as they did, at the Hague in 1899, to consult as to whether this requirement might not be the subject of some definite statement of international doctrine, or of some definite rule of international procedure. W e may say even that it was a necessary step in the course of that evolution. The world could not do otherwise, if it were to be true to itself. A logical and necessary outcome of constitutional government for any people is a change in their manner of dealing with other peoples. 19 What a sentiment of justice and the force of public opinion have done for each nation within itself, it is next seen that they can do for all nations in respect to the government of the world. This is, at least, no longer to be pronounced impossible. Modern civilization, unlike that of the Middle Ages, unlike even that of a hundred years ago, is of a universal type. In the usages of society, the standards of art and literature, the conception of the heroic, the recognition of the just and of the unjust, the processes of scientific research, the distribution of the functions of government, the methods of commercial intercourse, the tendency at all points is towards at least outward uniformity. In this spirit the two Congresses of the Hague of 1899 and 1907 have pushed forward the domain of public international law. The four Congresses of the Hague of 1893, 1894, 1900 and 1904 have framed for Europe, and Europe has accepted, a body of rules which have provided uniformity in doctrine on what had been the subject of great differences in 20 private international law. For a large part of South America, the Congress of Montevideo in 1888 and 1889 had already accomplished a similar task, the New World here setting the example to the Old. A diplomatic conference of all the great maritime powers and most of the lesser ones, held at Brussels in 1909, has set in order the law of the sea, respecting matters of collision and salvage, the liabilities of shipowners and maritime liens. If, as is probable, its work is ratified by the powers concerned, not only rules of right but rules of remedy as to these subjects will hereafter be fixed and universal. If procedure in civil actions can be regulated in such ways by general, world-wide rules for private suitors, it can no longer be regarded as chimerical to look for a world-court of nations, proceeding to deal with their differences, as a court, by fixed rules, known to all, and respected by all, as the agreed rules of international justice. We have indeed such a court, already organized. In 1908, the five Central American States inaugurated the Cen21 tral American Court of Justice, with a permanent seat in Cartago. Each State appointed one judge. Andrew Carnegie built for it a splendid courthouse, and though a recent earthquake has destroyed the edifice, has announced his intention to replace it by another. The treaty under which this court was organized, framed by a Congress held at Washington, binds the five States (Art. I) to submit to the judgment of this tribunal all controversies or questions which may arise among them, of whatsoever nature, and no matter what their origin may be, in case the respective departments of foreign affairs should not have been able to reach an understanding. Jurisdiction is also given to it (Art. II) of claims of any private citizen of one of the contracting powers against any other of these powers, if he founds it on a treaty or convention, or states a case of an international character; provided only that remedies open under the local laws have been exhausted or that a denial of justice be shown. The court is also empowered (Articles III, IV) to entertain amicable 22 suits of any nature and between whatever parties, including international questions submitted by agreement between any one of the contracting powers and a foreign government. Proceedings of the nature indicated have already been had before the court, and it has pronounced final judgment upon them after the ordinary course of judicial procedure. As the Congress of Montevideo to advance private international law was the forerunner of the congresses of the Hague, which met for the same purpose, so is it to be hoped that the Central American Court of Justice may be the forerunner of a Court of Justice organized by all nations for all nations. 23 Sty* Ammnm g>nrt*tg far Juiinal BtttUmmt xA ainimraiumal SteputaBL The purpose underlying the formation of the American Society for Judicial Settlement of International Disputes is promotion of the project to establish a judicial tribunal which will do for the civilized world what the ordinary courts of justice do for the individual and to encourage recourse to it when established. Such a tribunal is foreshadowed in the Court of Arbitral Justice adopted in principle by the Second Hague Conference. It differs materially from the existing Court of Arbitration at the Hague. The latter consists practically of a panel of judges to be drawn upon when it is desired to organize a tribunal of arbitration for some specific case. Courts of Arbitration, so organized, have certain inherent weaknesses: their members are often nationals of the contesting countries with all the prejudices appertaining thereto; it is more or less difficult to fix upon arbitrators acceptable to both sides; an arbitration is costly and the expense is borne solely by the nations parties to the dispute; 25 the court is dissolved after settling the case before it and such a tribunal must lack continuity. A permanent court of justice, on the other hand, would gradually establish precedents by which it would be governed and would help to build up international law precisely as municipal law is built up today by the decisions of the ordinary courts of justice. It would gradually acquire a wide knowledge of international practice, and in time win the respect and confidence of the world just as the Supreme Court of the United States has won the confidence of the people of the separate States of the Union. Furthermore, its very existence would be an invitation to define more clearly international law and possibly to codify portions of it. An example in point is the fact that the establishment of an International Prize Court by the Second Hague Conference (1907) led to the holding of a convention in London (1908-9) to codify the law of prize. The expense of maintaining the Court of Arbitral Justice will be borne by the nations jointly. The new society will enter upon no direct propaganda for peace, for arbitration, or for disarmament. Its aim is to advocate the most practical means hitherto devised of settling certain kinds of international disputes without resort to war and to leave to societies organized for that purpose the very useful work of bringing home to men the evils of 26 war. Its promoters believe that in the fulness of time peace and disarmament will follow as the result of a growing habit of referring international difficulties to a permanent and easily accessible international court, just as trial by combat, by which in former times a disputant could establish the justice of his claim only by disabling his opponent, fell into disuse when courts of justice were set up. The movement for disarmament has failed to make any progress because we cannot expect a given nation to disarm so long as it remains open to attack by other nations. With certain notable exceptions, nations which have gone to war have generally believed that they had a grievance,—some claim to enforce or some aggression to repel. Each side has believed itself wholly in the right. Give them the machinery for determining the right, and war, so costly in human suffering and waste of material resources, will be less resorted to. Arbitration does not completely satisfy this need. Frequently its governing principle is compromise, and a nation which feels itself wholly in the right in some dispute of high importance, may be unwilling to run the risk of a compromise of its presumed right. Arbitration has been for some time, and will continue to be, of very great value, but it is merely the stepping stone to an institution far more effective, i. e., the proposed international court of justice. 27 The existing provision that the Court of Arbitral Justice shall come into being whenever any two powers proceed to institute it, makes such a permanent international court realizable, and it is reasonable to suppose that when once in operation as between two or more powers the accession of other powers will follow. But the court when established will be, after all, only an instrument. To compel the nations habitually to make use of that instrument until war is neglected and grows rare, calls for the building up of an overwhelming public opinion. This is the real task, the task of years if not of generations. The task before the new society, therefore, is to show the people of this and other lands— ist. That the movement to reject war as a means of settling international controversies has already become a practical movement, made such by the achievements of arbitration and kindred institutions: instance the number of arbitrations brought to a successful conclusion in the recent past, the treaties entered into to submit future disputes to arbitration, and preeminently the adjustment of such a dangerous episode as tne Dogger Bank affair (1904) by a mere institution, an institution so simple as a Commission of Inquiry provided in advance by the First Hague Conference. 28 2nd. That the proposed Court of Arbitral Justice offers greater possibilities for the peaceful settlement of international controversies along permanent lines than any existing institutions. 3rd. That the growing weight of armaments is forcing men to turn their attention to this subject as never before and makes the success of such a movement more probable. As thus far planned the channels through which the new society proposes to work are principally two, viz: the issuing of statements, brief and of scientific accuracy, from the leading men of various countries, and meetings of national scope. Life membership, $100; Sustaining membership, $10 a year; Annual membership, $1 a year. Remit to treasurer, J. G. Schmidlapp, Cincinnati, U. S. A. Address inquiries to secretary, Theodore Marburg, Baltimore, U. S. A. 29 Asturtattt Batitty fax Jtoauial &tt&*vxmX o f 2fotmtaturoal StjBjmiaBu ©ffima Honorary President, WILLIAM HOWARD TAFT. President, JAMES BROWN SCOTT, Washington. D. C. Vice-President, JOHN HAYS HAMMOND, Washington, D. C. Secretary, THEODORE MARBURG, Baltimore, Md. Treasurer, J. G. SCHMIDLAPP, Cincinnati, O. Attttrtran &at\tty far JtoMrial &ttthm*nt of UntmtatUm&l Utajrotfa. A&utirorjj (Ecmtrtl LYMAN ABBOTT, New York. EDWIN A. ALDERMAN, Virginia. JAMES B. ANGELL, Michigan. SIMEON E. BALDWIN, Connecticut. RICHARD BARTHOLDT, Missouri. ALEXANDER GRAHAM BELL, Washington, D< C. R. L. BORDEN, Ottawa, Ont. THEODORE E. BURTON, Ohio. GEORGE E. CHAMBERLAIN, Oregon. WINSTON CHURCHILL, New Hampshire. GEORGE B. CUTTEN, Wolfville, N. S. WILLIAM R. DAY, Ohio. JACOB M. DICKINSON, Washington, D. C ANDREW S. DRAPER, New York. CHARLES W . ELIOT, Massachusetts. CHARLES E. FENNER, Louisiana. W I L L I A M DUDLEY FOULKE, Indiana. JAMES CARDINAL GIBBONS, Maryland. GEORGE GRAY, Delaware. CHARLES NOBLE GREGORY, Iowa. PETER S. GROSSCUP, Illinois. JOSEPH F . JOHNSTON, Alabama. DAVID STARR JORDAN, California. HARRY PRATT JUDSON, Illinois. W I L L I A M H . K I N G , Utah. GEORGE W . KIRCHWEY, New York. PHILANDER C. KNOX, Washington, D. C. CHARLES F . LIBBY, Maine. FRANCIS B. LOOMIS, Washington, D. C. HORACE H . LURTON, Tennessee. R. MCBRIDE, Victoria, B. C. CHARLES MARCIL, Ottawa, Ont. SIDNEY E. MEZES, Texas. S. C. MITCHELL, South Carolina. FRANCIS G. NEWLANDS, Nevada. L. OPPENHEIM, Cambridge, England. WALTER H . PAGE, New York. W. PETERSON,, Montreal. SIR THOMAS RALEIGH, London, England. WHITELAW REID, London, England. W I L L I A M RENWICK RIDDELL, Toronto, URIAH M. ROSE, Arkansas. Ont. A. C. RUTHERFORD, Edmonton, Alberta. ALBERT SHAW, New York. HOKE S M I T H , Georgia. BISHOP ROBERT STRANGE, North Carolina. SIR CHARLES HIBBERT TUPPER, Vancouver, B. C. GEORGE TURNER, Washington. CHARLES R. VAN H I S E , Wisconsin. WILLIAM ALLEN W H I T E , Kansas. GEORGE G. WILSON. Rhode Island.