CJ32..2.0 3 i ,^ , "I ^ivtthe/e Boo/a fttf tte\fat^nigiif a. Ctltegt. tn,tfas CobtLy Gift of 19jL-t JULIEN T. DAVIES Memorial of a Leader of the Bar JULIEN T. DAVIES JULIEN T. DAVIES Memorial of a Leader of the Bar By JOSEPH S. AUERBACH Harper &" Brothers Publishers New York and London MCMXXl Cl 3 4 32.203 JuLiEN T. Davies Copyright, 1921, by Joseph S. Auerbach Printed in the United States of America G-V As printed in The Forum and The Year Book of the Bar Association of the City of New York for 1921. PREFATORY NOTE By The Honorable Nathan L. Miller, Governor of the State of New York JULIEN TAPPAN DAVIES was a citizen of the biggest type; a typical representative of the American Bar; a successful lawyer who loved his profession for the opportunity which it gave him to develop the truth and establish justice; a loyal friend; a genial companion. He left behind him the affection and good will of all who knew him, I know of no one better able to speak of him, his work and high ideals than the author of the following Memorial. And my sincere hope is that the preser vation of the Memorial in this attractive little volume may serve as a worthy precedent for like tributes to the mem ory of other distinguished members of our profession. Nathan L. Milleb. Executive Chambbb, Albany, N. Y., April 27, 1921. JULIEN T, DAVIES Memorial of a Leader of the Bar JULIEN T. DAVIES Memorial of a Leader of the Bar WHEN asked to prepare a Me morial of Julien T. Davies, I at first thought that our peculiarly intimate association as partners and friends for more than a quarter of a century might cause me to write of him too markedly under the promptings of sentiment, and that, therefore, another selection would be preferable. Nevertheless, conference with friends, and the reflection that not merely activities in Court and office are to be recounted of a Leader of the Bar who drops out of the procession of life, have persuaded me that our comradeship need not interfere with preparation of a tribute fitting to his professional eminence, responsive citizenship and exemplary character. JULIEN T. DAVIES In Mr. Davies, Judge Henry E. Davies reared a son who was to add distinction to the name of the father. And by reason of the precept and example of that father — whose memory to him always was a great possession — of his own intellectual equipment and the ennobling traditions of our profession, Mr. Davies united in him self those rare qualities which made him the fearless advocate and the trusted as well as resourceful adviser. Along with an almost clairvoyant insight into com plicated questions of law and fact for elucidation of the truth, he had not alone an ardent sense of fidelity to the client, but of honorable obligation to the Court, of which he never failed to remember it was his privilege to be the candid officer. Never did nobleman appraise more jeal ously the proverbial responsibilities of rank, than did Mr. Davies the compelling ideals of his high calling. To be in doubt as to the propriety of a course of conduct was to be resolved against it; and his whole life was a rebuke of the shallow A MEMORIAL cynicism that the law is what is boldly asserted and plausibly maintained. That such devotion to his profession was with him a chief article of faith, no better illustration can be given than by a quota tion from his address before the Bar Association of the City of New York on the fiftieth anniversary of its existence. On that memorable occasion he was one of the few surviving founders of the Asso ciation. And though ex-Senator Root and John Proctor Clarke, the Presiding Justice of our Appellate Division, were the other speakers, the address of Mr, Davies did not suflFer by comparison with what they so acceptably said. It is difficult to conceive what could be taken from or added to this eulogy without detracting from its dignity and fitness. In dwelling upon the work of this Association during the past fifty years in maintaining the honor and dignity of the profession of the law, naturally there arises before us some mental conception of the characteristics of that honor and dignity. Whether one contemplates a lawyer's life and work s JULIEN T. DAVIES from the standpoint of over fifty years' experience or a few months' trial, each member of our profes sion must feel that he has been set apart from the mass of his fellows for a peculiar and distinct career that demands adherence to the highest standard of conduct. It is not essential to claim by comparison any superiority in usefulness or distinction of lawyers in general over those who have chosen other spheres of activities. Fifty or a hundred years ago, such a claim might have been put forth with greater force than now. The greatly increased productivity of the world, due to inven tions and use of machinery and vastly greater facilities of commimication and transportation, has led to such distributed possession of wealth and to such ease in its acquisition, that the brain- worker, who, if he is to be actually a lawyer, and not a broker in legal business, must pursue thought for thought's sake, and cannot accumulate largely, and in a community where the power of money is held as most desirable and admirable, must necessarily yield in importance. It is enough for us to claim that the peculiar f eatirres of our calling give to it all the honor and dignity that human nature requires for complete satisfaction. First and foremost among those characteristics is the attitude of sympathetic helpfulness that the counselor must assume towards him who applies for aid, who is never allowed to depart without receiving some thought that will assist in the dis position of the problem presented. Then comes the intellectual pleasure of the search for truth, 4 A MEMORIAL for the true solution of the difficulty in the light of reason and precedent, and the glow of satisfaction with which a conclusion is reached, that satisfies the searcher and that can be defended with the strength of him who is thrice armed "who has his quarrel just." Who can be indifferent to the charm of exercising one's persuasive and convincing powers, be they ample or limited, before court or jury, or, as more frequently occurs, upon client, associate or oppo nent, ID the give and take of consultation? Always as a sworn officer of the Court, always, whether in argument, trial of a cause or consultation, engaged as part of the machinery for the administration of justice, always engaged in the furtherance of com position of differences and the avoidance of private warfare, always acting as a helper and a healer, what more honorable and dignified course of life can be pursued than that to which we have for tunately devoted ourselves? In recognition of all this, was this Association formed, has it for fifty years pursued its useful career, and God willing, may it be continued by our successors for the years to come. From the day almost of his majority and admission to the Bar he was a familiar figure in the Court room, before courts of original jurisdiction and Appellate tri bunals, where, not only by profound JULIEN T. DAVIES knowledge of legal principles and mastery of the facts, but by a general culture, he was enabled to present the finished as well as lucid argument. Nor should such an attainment be lightly passed over, for no one can justly claim that in respect of literary quality, the oral argument of counsel to-day is, as a rule, on a level with that of the advocates who were Mr. Davies' contemporaries. While he never indulged himself in rhetorical, per- fervid utterance, he was truly eloquent in the phrase of vigor, and precision. Under standing full well that the language of formal argument is not wholly appropriate for colloquial interchange of views, he understood, also, that slovenly speech was to be abhorred always, and that one who persisted in a cheap expression in or out of court was likely to voice only cheap thoughts. More than once he and I have discussed the well-nigh scandalous conse quences of the prevailing slothfulness in these respects. The laudator temporis acti or the panegyrist of aetas parentum is prone A MEMORIAL to unduly eulogistic estimate of the past. Yet concerning the ungrateful disregard we exhibit for our priceless inheritance of the English language, there is little likeli hood of any statement approaching to ex aggeration. And, we of the Bar, if quite candid with ourselves, must admit that the ambitious address of many a trained lawyer to-day often seems to strive for rivalry and invite favorable comparison with the jargon and slang of the street corner. Not infrequently we are called upon to listen to the remark, for which no slight justification exists, that Judges have become intolerant of oral arguments — so infelicitously often does the lawyer acquit himself. When, however, the force ful, scholarly presentation is heard, the Court can be relied upon to welcome the novel experience, as a substantial aid in promoting a right determination of the cause and the preparation of the convinc ing opinion. Our universities boast of the many things they are teaching and 7 JULIEN T. DAVIES of the superiority of the present-day university curriculum to that of the Col lege of former years Yet in the essential matter of training the undergraduate for disciplined expression they are lamentably deficient. Although none knows better than the lawyer that form is of the sub stance of things — to the extent of deter mining even the constitutionality of stat utory enactment — ^he, at times, gives little or no adequate heed to its influential effect upon the written or oral argument. It was an equal pleasure to hear Mr. Davies in or out of Court, with his grace ful, unostentatious speech made possible by a generous vocabulary. For decla mation was not less foreign to his nature than that which is popularly character ized as special pleading. Yet he never permitted himself to believe that a cause, however worthy, would necessarily argue itself or his hearer to conclude that engag ing conversation was a lost art. In pro fessional work he was not influenced, much less controlled, by promptings of A MEMORIAL vanity as to his personal achievement. He did not even aim to feature himself as the accomplished advocate, being will ing to sink his individuality in the cause he was urging; and, accordingly, victory for the client rather than applause for himself was the end sought for and so frequently gained. It is unnecessary to enumerate all the important cases in which Mr. Davies was engaged before the Courts of this State or the Federal Courts or to speak in detail of his other professional activ ities. A few illustrations will suffice. In the early years of his practice he was required to give much of his time to the searching of titles to real estate. He was a pioneer, however, in recognizing that such work could be more acceptably done by corporations created to guar antee, as well as search titles, and he accordingly participated in the organiza tion of the Title Guarantee & Trust Com pany, of which he became, and continued until his death, to be a prominent Director. JULIEN T. DAVIES His notable work in matters of taxa tion attracted attention at the beginning of his career, and he was the author of an authoritative book on the subject. He conducted also many important liti gations in thfs field, involving particu larly taxation of the shares of National Banks; and one of the leading cases argued by him in the United States Su preme Court — Hills V. Exchange Bank — established the right of stockholders to deduct indebtedness from the assessed value of their shares. He was Counsel in important cases in the United States Supreme Court involv ing the subject of insurance, among which are: Mutual Life Insurance Co. v. Cohen, 179 U. S. Phinney v. Mutual Life Insurance Co., 178 U. S. Other well-known cases which he argued in the Supreme Court of the United States, and in other Courts of Appeal, are: 10 A MEMORIAL Rogers v. New York & Texas Land Co., 134 N. Y. Matter of New York & Long Island Bridge Co., 148 N. Y. Havana Central Railroad v. Ejiicker- bocker Trust Co., 198 N. Y. Knickerbocker Trust Co. v. Evans, 188 Fed. Brushaber v. Union Pacific R. R. Co., 240 U. S. Upon the failure of the firm of Grant & Ward, in 1884, of which ex-President Grant was one of the chief victims, he was appointed Receiver of its assets, a position which he held, and a trust which he discharged with signal credit. It will be seen from this brief reference to his professional life that Mr. Davies was a general practitioner, in the old and honored sense of the term. His identi fication with the vast number of suits involving claims against the Manhattan Railway Company for damages by owners of property abutting on the streets occu- 11 JULIEN T. DAVIES pied by the elevated structures should, however, be specially referred to. To carry on this exacting litigation he created a special law department, of which he was the active head; and as an illus tration of the volume of the work, it should be added that for a long period the calendar of our Supreme Court of original jurisdiction was congested with these cases, and more than two thousand of them were tried at Special and Trial Terms, and nearly one thousand Appeals were argued. The quality of the work, too, was on a par with its volume, and it is quite safe to say that but for his brilliant efforts in restricting the amounts recovered against the Company, its control would have passed permanently from its owners into the hands of judgment creditors. He obtained a decision from the Court of Appeals upholding the contention of the Company, that benefits to abutting prop erty should be considered in the estima tion of consequential damages. In 12 A MEMORIAL another case, the correctness of the insist ence by the Company to a prescriptive right to maintain its structures in the streets, after twenty years of unchal lenged and adverse possession, was finally established. In still another case, the judgment of the Court below denying the claim of the abutting owner to an absolute injunction against a third track upon the elevated structure was affirmed, although it had been held that the Com missioners who authorized and approved of the third track had acted in excess of their povt^ers. Again, he succeeded in sustaining, against the formidable objec tions of dissenting stockholders, the valid ity of the so-called Tripartite Agreement which had made possible the organiza tion and continued existence of the Com pany. Nor should reference to his identifica tion with the resumption of business by the Knickerbocker Trust Company of New York be omitted, for the circum stance was not only of vital consequence 13 JULIEN T. DAVIES to the community, but in a real sense to the country generally. In 1907, the Knickerbocker Trust Com pany, with scores of millions of deposits, had failed and a national financial panic, which the suspension precipitated or mate rially contributed to, ensued. It was assumed by the public that the suspension would go the way of similar suspensions, and that the Receivers would distribute what remained of the assets to depositors and stockholders. A Committee on Re sumption, however, was formed by prom inent directors and other persons in the community, and Mr. Davies, whose firm had been Counsel to the Company, was selected as its chief adviser. Very largely by reason of his indomitable patience which partook of genius, his tact and untiring and creative energy, resumption of business by the Company was brought about, to be followed by consolidation with the Columbia Trust Company — the new company being styled the Columbia- Knickerbocker Trust Company and after- 14 A MEMORIAL wards the Columbia Trust Company. There had been no instance in the history of financial institutions where a like failure was not followed by a perfunctory liqui dation of the embarrassed company. Though I have spoken of Mr. Davies' courage, its unique quality may well be emphasized; for it was not only courage in the practice of his profession but in his daily walk of life. He and fear kept no company. And it can be as truly said of Mr. Davies as it was said of Mr. Choate by Mr. Root in his illuminating Memorial Address before the Bar Association of the City of New York: "He was wholly free of any impediment of timidity. This quality did not impress one as being the kind of courage which overcomes fear, but, rather, a courage which excluded fear. With him, no such emotion as fear seemed to exist." Once in a case of more than ordinary importance, wherein our firm represented the defendant corporation against which a mortgage lien was being foreclosed by 15 JULIEN T. DAVIES one of the prominent trust companies of this city, a well-known business man had been agreed upon as Receiver of the prop erty by the respective parties. A dis turbing rumor made Counsel solicitous lest an equally well-known politician of not altogether savory record be appointed by the Court. It was determined, there fore, to discontinue the action and thus avoid the possibility of any such calamity. Accordingly, Mr. Davies, in company with the Counsel for the Trust Company, asked of the Judge before whom the appli cation came, what was the clear right of the litigants, that an order of discontin uance be signed forthwith. The Judge hesitated, almost to the extent of declin ation, to carry out the agreement, and his whole attitude was fairly substantial confirmation of the rumor. Mr. Davies pressed the point and — announcing an intention to remain until the application had been granted — admonished the Judge in solemn, unequivocal language that further hesitation was not prudential. 16 A MEMORIAL Whereupon the Judge, exhibiting no little unseemly display of temper, signed the order with reluctant pen and flung rather than handed it to Mr. Davies. He had, too, another kind of courage, such as few men had ever possessed — that imperturbable, stoic fortitude which rises superior to the grief which so often dries up the springs of endeavor and even hope. That spurious philosophy of La Rochefoucauld, which triumphs over past and future evils but which permits pres ent evils to triumph over it, was no part of Mr. Davies' creed of life. Three of his children died in their youth, then Mrs. Davies, and later two grown sons, one a member of our firm and the other a banker, after the torture of long illness, and last, a daughter very dear to him. Yet under such cumulative affliction he did not falter but found tranquillity, and it may have been solace, in the stern summons of duty. And at the end there was but one child — a beloved daughter — to follow him to the grave. Surely life to Mr. Davies 17 JULIEN T. DAVIES was in some respects a very grim busi ness. Tenacious in receiving recognition of what was due him — over-tenacious, per haps, from the point of view of some modern-day loose thinking on the subject — ^he was reciprocal in this towards others. For no persons, however humble of posi tion, needed to plead with him for their rights, since one of the joys of his life was to accord such recognition without any plea. Once an office boy in the employ of our firm had been called to rather sum mary account by Mr. Davies for some supposed neglect or misconduct. It trans pired that the boy was not blameworthy and I mentioned the fact to Mr. Davies, who thereupon sent for him, and, on learn ing the facts, not only apologized to the boy as to an equal, but criticized him because he had not on the first occasion insisted upon stating the facts. Of uni form courtesy to persons in his own walk of life, Mr. Davies never neglected to extend to all about him the little amenities 18 A MEMORIAL of life which so many of us are disposed to forget. He loved, of all things, to award merited praise, and he would have been as willing to pick a pocket as to appropriate credit not belonging to him self. Nor did he ever fail of thoughtful- ness to those who had ministered to his success or comfort; and to the employees of his office and of his household he made by Will generous bequests, varying with the terms of their service. No worthy appeal to which he was able to respond was ignored; and this gener osity was of that higher quality which gives abundantly of one's self. For not a few well-known lawyers of to-day can attribute some of their repute at the Bar to the fact, that Mr. Davies not only pointed out to them in youth the prudent way, but in a true sense, through sympa thetic, stimulating counsel, took them by the hand and went with them part of the journey. Moreover, his abounding charity was such, that in all my years of intimacy with him I never knew him wittingly to 19 JULIEN T. DAVIES harbor an unkind thought or a petty grievance or to utter an ungracious word. He had no more liking for professional altruism than for any other manifestation of pretense, nor did he crave a specious popularity gained so often at the sacrifice of one's self-respect. And though no one more than he loved the exhilaration of intercourse with friends, solitude for him was peopled by a goodly company of congenial thoughts. A man of sentiment, sentimentality was repellant to him. Spiritual in thought and often a dreamer of quickening dreams, he was practical always in the best sense; and none better than he realized that "while arrows are to be aimed at the stars, they can at the same time be shot in directions likely to transfix and bring down something for the urgent needs of earth." Accordingly he was able to say with Walt Whitman : I am afoot with my vision. A well-balanced man, he attained to a discriminating judgment as to men and 20 A MEMORIAL things which often seemed unerring, and conference with him was a kind of inspira tion to his associates. Devoid of sym pathy or even tolerance for new-fangled notions, with little or nothing but novelty to justify their currency, he was progres sive in thought and deed, whilst holding fast always to the principles and institu tions which had survived the discerning test of Time. Yet if I were asked to feature his one distinguishing trait of character it would be his unswerving love and passion for the Truth, with which he would tolerate no paltering and no com promise. That with him was a religion. When past middle life Mr. Davies was warned that his impaired physical health due to over-work was such that he must, if he wished to prolong his days, take up some diversion which would compel him to be out of doors. Thereupon he became an expert shot and ardent fisherman; and thereafter we, now and then when in reprehensively facetious mood, ex changed the view that in man's Consti- n JULIEN T, DAVIES tution, too, there should be a Thirteenth Amendment, Unlike so many intellectual men that yield to enslaving demands upon their requisite leisure, Mr, Davies drank deep of the miraculous Chalice proferred us by Nature, wherefrom we may, if we will, receive wisdom and strength and high resolve, with the saving grace of serenity and joy. And many were the hours of delight we passed profit ably together as industrious idlers in wading a trout brook or on a salmon river, in the duck blind or with gun and dog in the field. He heeded well the sanity of the injunction : To mix his blood with sunshine and to take The winds into his pulses. According to his frequently voiced hope he continued always actively with pro fessional work, dying in the harness of routine, as Emerson expresses it; and to the last his mental powers and resource fulness remained unimpaired, whether in the controversy of Court Room, in advice 22 A MEMORIAL to client, or in consultation with associ ates or opponents. Nor did the advanc ing years bring to him any of the grue some thoughts catalogued in that unin viting, spiritless poem of Mathew Arnold, Growing Old. On a professional errand in Boston, he was stricken down with pneumonia; and afterwards, when near to recovery, a clot of blood gathering at the knee — the recurrence of an old ail ment — ^was released, and he died of embo lism of the heart. It was at Phillips Houseman Annex of the Massachusetts General Hospital — overlooking the Charles River Embankment and almost out of doors with window raised and to the song of birds, that the end came in the fullness of his fruitful years. His burial, too, was with the benedic tion of what Henley calls a shining peace. Of all sports flshing, perhaps, was most appealihg to him; and one of our firm, who had gone in advance of others with the flower-car to the family cemetery at Fishkill, witnessed this: An old fellow 23 JULIEN T. DAVIES of the vicinage, with fishing basket — not the creel — on his arm, and a pole — not a rod — over his shoulder, and in typically homely attire, was, to all appear ance, returning from some neighboring trout stream. After a significant pause he turned and preceded the hearse to the grave; and then with sympathetic mien and solemn step, he walked away. Per haps it may be thought by some that this little journey of the old fisherman merely afforded him a short cut to his home, but I prefer rather to believe he was present there to wish a kindred spirit Good Luck! And when I asked of the Rector of Grace Church — who had read the committal ser vice and the all-embracing Gladstone prayer, to the accompaniment of the song of a wood thrush on a near-by tree — whether he did not agree with me that Mr. Davies, in some way, somewhere, must have known of this touching inci dent, he expressed himself as sure it was so. His life was one of unremitting energy — ^he would not wish me to say toil — and 24 A MEMORIAL fine achievement, with many honors and not a little grievous sorrow. He con tributed to the common weal from the day when, deserting his studies, he enlisted in the Civil War, to become one of the veterans of the Grand Army. Moreover, he manifested this virtue as I once said, in a Memorial Address, the late Bishop Henry C. Potter had manifested it — not only during emergencies when the vol unteers are many, but likewise at ordinary times when it seems often necessary to draft even men of conscience and power into the public service. For though he neither filled nor sought to fill public office, there was no cause which made for more salutary political or social con ditions that was not sure of Mr. Davies' cordial alliance and heartening co-opera tion. Throughout his life he fought a good fight and kept the faith; and on the monument over his grave is to be the Requiem of Stevenson, which seems especially written for him, and which he loved so much in its exquisite, stirring Homer-music setting. 25 JULIEN T. DAVIES Incapable intellectually of giving cre dence to the forbidding orthodoxy of yesterday, he was reverently religious; and his abiding trust in an eternal right eousness was disquieted neither by doubt nor by what must have seemed to him, at times, the untempered dispensations of Fate or Providence. He never per mitted his sense of civic responsibility to be daunted by public apathy or error; with reassuring word and hand he lifted up many a man that had stumbled and was in sore need; of the cause of good government, under indictment by blatant or insidious demagogy, he was the inspirit ing advocate; he added distinction to a great profession; and after his work was over and he was able to leave, to that profession and the community and to those who loved him so much, the proud legacy of an unsullied name and an unimpeachable example of right thinking and right living, he laid down his life, as the Requiem of Stevenson says, with a will. THE END ^'ALE UNIVERSITY LIBRARY^" 3 9002 01436 0771 r%*k^ '•"^- '" ,<, A'j. .JV' ' ¦r